Utah Court of Appeals

Can governmental entities appeal adverse decisions in GRAMA cases? Salt Lake City Corp. v. Haik Explained

2014 UT App 193
No. 20130383-CA
August 14, 2014
Affirmed

Summary

Mark Haik requested records from Salt Lake City regarding the City’s employment of outside counsel, but the City refused to disclose certain opinion letters claiming attorney-client privilege and work product protection. The City Records Appeals Board ordered disclosure, but the district court reversed on the City’s petition for judicial review and granted summary judgment protecting the records.

Analysis

A recent Utah Court of Appeals decision in Salt Lake City Corp. v. Haik clarified important questions about who may seek judicial review in Government Records Access and Management Act (GRAMA) cases and when attorney work product is protected from disclosure.

Background and Facts

Mark Haik filed a GRAMA request with Salt Lake City seeking records related to the City’s employment of outside counsel in the 1990s for water-exchange agreement matters. The City refused to disclose certain opinion letters prepared by the attorney, claiming protection under GRAMA’s attorney-client privilege and work product exemptions. The Salt Lake City Records Appeals Board sided with Haik and ordered disclosure, but the City then petitioned the district court for judicial review.

Key Legal Issues

The case presented three main issues: whether governmental entities may seek judicial review of adverse appeals board decisions under GRAMA, whether the City’s denial letter provided adequate notice despite containing incorrect statutory citations, and whether the requested records constituted protected attorney work product under GRAMA section 63G-2-305(17).

Court’s Analysis and Holding

The Court of Appeals affirmed the district court’s grant of summary judgment in favor of Salt Lake City. On jurisdiction, the court interpreted GRAMA section 63G-2-701(6) broadly, concluding that “any party” to a proceeding before an appeals board may petition for judicial review, including governmental entities seeking to protect records. The court distinguished this from situations involving only requesters appealing denials by chief administrative officers.

Regarding the denial notice, the court applied a substantial compliance standard, finding that despite the City’s typographical error in citing the wrong statutory section, the letter adequately informed Haik of the grounds for denial. The court determined the opinion letters constituted protected attorney work product under the 2011 version of GRAMA, as they contained the attorney’s mental impressions and legal theories concerning anticipated litigation over the water-exchange agreements.

Practice Implications

This decision provides important guidance for GRAMA practitioners. Governmental entities now have clear authority to seek judicial review when appeals boards order disclosure of records the entity believes are protected. However, entities must still ensure their denial letters provide adequate notice to requesters, even if minor errors occur. For records sought to be protected as work product, entities must demonstrate the materials were prepared in anticipation of litigation and contain attorney mental impressions or legal theories concerning that litigation.

Original Opinion

Link to Original Case

Case Details

Case Name

Salt Lake City Corp. v. Haik

Citation

2014 UT App 193

Court

Utah Court of Appeals

Case Number

No. 20130383-CA

Date Decided

August 14, 2014

Outcome

Affirmed

Holding

A governmental entity may petition for judicial review of an appeals board’s decision under GRAMA when the entity seeks to protect records from disclosure, and attorney work product prepared in anticipation of litigation is protected from disclosure under GRAMA.

Standard of Review

Correctness for questions of law including jurisdiction and statutory interpretation; correctness for grant of summary judgment viewing facts in light most favorable to nonmoving party; abuse of discretion for evidentiary rulings but correctness for interpretation of evidentiary rules

Practice Tip

When representing governmental entities in GRAMA disputes, ensure that denial letters substantially comply with notice requirements even if statutory citations contain typographical errors, as courts will look to whether the requester received adequate notice of the basis for denial.

Need Appellate Counsel?

Lotus Appellate Law handles appeals before the Utah Court of Appeals, Utah Supreme Court, California Court of Appeal, and the United States Court of Appeals for the Tenth Circuit.

Related Court Opinions

    • Utah Supreme Court

    State v. Rodriguez-Ramirez

    January 27, 2015

    The 2012 amendments to the Indigent Defense Act apply to cases where the defendant’s request for defense resources matured after the effective date of the amendments.
    • Appellate Procedure
    • |
    • Constitutional Rights (Criminal)
    • |
    • Statutory Interpretation
    Read More
    • Utah Court of Appeals

    State v. Moreno

    May 5, 2005

    Trial courts must make factual findings concerning the existence of mitigating and aggravating circumstances when deviating from the middle-term sentence in mandatory minimum sentencing schemes, and their findings are entitled to deference unless clearly erroneous.
    • Standard of Review
    • |
    • Statutory Interpretation
    • |
    • Sufficiency of Evidence
    Read More
About these Decision Summaries

Lotus Appellate Law publishes these summaries to keep practitioners informed — not as legal advice. Each case turns on its own facts. If a decision here is relevant to your matter, we’re happy to discuss it.