Utah Court of Appeals

Must the State prove causation for restitution even when a defendant agrees to pay? State v. Becker Explained

2018 UT App 81
No. 20131151-CA
May 3, 2018
Reversed

Summary

Becker pleaded guilty to attempted aggravated assault after striking a victim with a shovel and agreed to pay restitution as part of a plea in abeyance. The State sought $663.01 in restitution for eyeglasses and an eye exam based only on the victim’s handwritten note and a payment notification from the Utah Office for Victims of Crimes, without providing evidence connecting the eyeglass damage to Becker’s assault.

Analysis

In State v. Becker, the Utah Court of Appeals clarified that the State must prove proximate cause between a defendant’s criminal conduct and alleged damages to support a restitution order, even when the defendant agrees to pay restitution as part of a plea agreement.

Background and Facts

Becker struck a victim with a shovel during an altercation over unleashed dogs, causing injuries to the victim’s neck, head, and hand. Becker pleaded guilty to attempted aggravated assault and agreed to pay restitution as part of a plea in abeyance. The State sought $663.01 in restitution for eyeglasses and an eye exam, supported only by the victim’s handwritten note and a payment notification from the Utah Office for Victims of Crimes. No evidence connected the claimed eyeglass damage to Becker’s assault, and police reports made no mention of damaged eyeglasses.

Key Legal Issues

The court addressed whether the State must prove causation between criminal conduct and claimed damages when a defendant agrees to pay restitution, and what standard applies to establish that causal connection.

Court’s Analysis and Holding

The court applied the proximate cause test established by the Utah Supreme Court in State v. Ogden, requiring that the defendant’s conduct be “that cause which, in a natural and continuous sequence, unbroken by any new cause, produced the injury.” The court emphasized that even when the Utah Office for Victims of Crimes pays reparations, the State must still satisfy the proximate cause test. Here, the victim’s bare itemized list and the absence of any evidence connecting eyeglass damage to the assault failed to meet this burden.

Practice Implications

This decision reinforces that restitution may only be awarded “where liability is clear as a matter of law and where the commission of the crime clearly establishes causality of the injury or damages.” Practitioners should demand specific evidence linking each claimed expense to the defendant’s conduct, as victim compensation payments and handwritten expense lists alone are insufficient to establish the required causal nexus.

Original Opinion

Link to Original Case

Case Details

Case Name

State v. Becker

Citation

2018 UT App 81

Court

Utah Court of Appeals

Case Number

No. 20131151-CA

Date Decided

May 3, 2018

Outcome

Reversed

Holding

The State must prove proximate cause between a defendant’s criminal conduct and a victim’s alleged damages to support a restitution order, even when the defendant agrees to pay restitution as part of a plea agreement.

Standard of Review

Abuse of discretion for restitution orders

Practice Tip

When challenging restitution orders, demand that the State provide specific evidence connecting the defendant’s criminal conduct to each claimed expense, as bare itemized lists or victim compensation payments alone are insufficient to establish causation.

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