Utah Court of Appeals

Does mentioning victim support for prison breach a plea agreement recommending no prison? State v. Samulski Explained

2016 UT App 226
No. 20150178-CA
November 17, 2016
Affirmed in part and Remanded

Summary

Samulski pleaded guilty to retaliation against a witness in exchange for dismissal of a weapons charge and the State’s recommendation of no prison time. At sentencing, the prosecutor mentioned that the victim and probation officer supported prison while affirming the State remained bound by its agreement to recommend no prison. The court sentenced Samulski to prison despite the plea agreement.

Analysis

Background and Facts

John Samulski was charged with retaliation against a witness and possession of a dangerous weapon by a restricted person. Through plea negotiations, Samulski agreed to plead guilty to the felony retaliation charge in exchange for dismissal of the misdemeanor weapons charge and the State’s recommendation of “no prison time.” At sentencing, Adult Probation and Parole recommended prison commitment. The prosecutor told the court he was “bound by what’s in the plea agreement” but noted that “the victim is here” and “supports the prison sentence.” Defense counsel expressed concern that the prosecutor was “stepping away from [the] stipulated sentence.” The court sentenced Samulski to an indeterminate term of zero to five years in prison.

Key Legal Issues

The Court of Appeals addressed whether the prosecutor’s comments constituted a breach of the plea agreement, whether the trial court properly resolved objections to the presentence investigation report under Utah Code section 77-18-1(6)(a), and whether defense counsel provided ineffective assistance.

Court’s Analysis and Holding

The court found no breach of the plea agreement. Although the prosecutor mentioned victim and probation support for prison, he also “affirmed three times that the State was bound by the agreement” and confirmed the stipulation to recommend “no prison time.” Under State v. Shaffer, a prosecutor may bring relevant facts to the court’s attention without breaching a plea agreement if the promised recommendation is still made. However, the court found the trial court failed to adequately resolve PSI objections, requiring only acknowledgment rather than specific findings on the record as mandated by statute.

Practice Implications

This decision clarifies that prosecutors may mention victim impact or probation recommendations without breaching plea agreements, provided they clearly affirm their binding obligations under the agreement. For PSI objections, practitioners must specifically request that the court make findings on the record resolving each objection—mere acknowledgment is insufficient under Utah Code section 77-18-1(6)(a).

Original Opinion

Link to Original Case

Case Details

Case Name

State v. Samulski

Citation

2016 UT App 226

Court

Utah Court of Appeals

Case Number

No. 20150178-CA

Date Decided

November 17, 2016

Outcome

Affirmed in part and Remanded

Holding

The State did not breach a plea agreement when the prosecutor mentioned victim and probation support for prison while repeatedly affirming the State’s obligation to recommend no prison time under the agreement.

Standard of Review

Plain error for unpreserved plea agreement breach claim; correctness for PSI resolution duty and ineffective assistance of counsel

Practice Tip

When objecting to PSI inaccuracies, specifically request that the court make findings on the record resolving each objection to satisfy Utah Code section 77-18-1(6)(a).

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