Utah Court of Appeals

When does failing to move for directed verdict constitute ineffective assistance of counsel? State v. Cruz Explained

2020 UT App 157
No. 20190230-CA
November 19, 2020
Affirmed in part and remanded in part

Summary

Cruz was convicted of aggravated kidnapping after breaking into an apartment where his ex-girlfriend was hiding, threatening her at gunpoint, and forcing her to leave with him. On appeal, Cruz claimed ineffective assistance of counsel for failing to move for a directed verdict and failing to object to allegedly false evidence about a no-contact order.

Analysis

In State v. Cruz, the Utah Court of Appeals addressed when defense counsel’s failure to move for a directed verdict constitutes ineffective assistance of counsel, providing important guidance for Utah appellate practitioners defending criminal convictions.

Background and Facts

Cruz was convicted of aggravated kidnapping after breaking into an apartment where his ex-girlfriend was hiding from him. Armed with a loaded gun, Cruz pointed it at the victim’s face and repeatedly demanded she leave with him, threatening to “blast” in the apartment if she refused. Despite the victim’s repeated refusals and protests from other apartment occupants, Cruz ultimately forced her to leave with him. The victim later recanted her initial statements to police after receiving threats and direct contact from Cruz instructing her how to testify.

Key Legal Issues

Cruz raised two ineffective assistance claims: (1) trial counsel failed to move for a directed verdict on the aggravated kidnapping count, and (2) counsel failed to object to allegedly false evidence regarding a no-contact order. Cruz also challenged the district court’s failure to make specific findings about objections to the presentence investigation report.

Court’s Analysis and Holding

The court of appeals affirmed the conviction, finding no ineffective assistance. For the directed verdict claim, the court applied the principle that counsel is not deficient for declining to make a futile motion when the State has presented “some evidence from which a reasonable jury could find that the elements of the crime had been proven beyond a reasonable doubt.” The court found Cruz’s conduct—breaking into the apartment, threatening the victim at gunpoint, and demanding she leave with him—constituted a substantial step toward detention that strongly corroborated his intent to detain her against her will.

Regarding the false evidence claim, even assuming the State introduced false evidence about who requested the no-contact order, the court found no reasonable probability that this affected the jury’s verdict given the overwhelming evidence of Cruz’s conduct and intent.

Practice Implications

This case reinforces that ineffective assistance claims based on counsel’s failure to make futile motions will not succeed. Defense counsel must evaluate whether sufficient evidence exists to support all elements before deciding whether to move for directed verdict. The decision also demonstrates the high bar for showing prejudice from allegedly false evidence when other overwhelming evidence supports the conviction.

Original Opinion

Link to Original Case

Case Details

Case Name

State v. Cruz

Citation

2020 UT App 157

Court

Utah Court of Appeals

Case Number

No. 20190230-CA

Date Decided

November 19, 2020

Outcome

Affirmed in part and remanded in part

Holding

Trial counsel did not provide ineffective assistance by failing to move for a directed verdict on aggravated kidnapping or by failing to object to allegedly false evidence, but the district court must make specific findings regarding objections to the presentence investigation report on remand.

Standard of Review

Ineffective assistance of counsel claims present questions of law reviewed for correctness; whether the district court complied with its legal duties under section 77-18-1(6)(a) is reviewed for correctness; sufficiency of evidence for directed verdict motions reviewed by assessing whether some evidence exists from which a reasonable jury could find elements proven beyond a reasonable doubt

Practice Tip

When evaluating potential directed verdict motions, remember that counsel is not deficient for declining to make futile motions where the State has presented some evidence from which a reasonable jury could find all elements of the crime proven beyond a reasonable doubt.

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Lotus Appellate Law publishes these summaries to keep practitioners informed — not as legal advice. Each case turns on its own facts. If a decision here is relevant to your matter, we’re happy to discuss it.