Utah Court of Appeals

Can the State prove stalking with different acts than those charged? State v. Schroeder Explained

2023 UT App 57
No. 20190339-CA
May 25, 2023
Affirmed in part and Reversed in part

Summary

Michael Schroeder was convicted of two protective order violations and one stalking charge following a bench trial. The stalking charge was based on three alleged incidents specified in charging documents, but the State presented evidence of only one incident at trial.

Analysis

In State v. Schroeder, the Utah Court of Appeals addressed whether the State can prove a stalking conviction using different acts than those specified in the charging documents. The court’s decision provides important guidance on charging requirements and variance doctrine in criminal cases.

Background and Facts

Following the end of his romantic relationship with Samantha, Michael Schroeder was served with a protective order requiring him to stay at least 1,000 feet from her and refrain from contact. The State subsequently charged Schroeder with two protective order violations (September 23, 2018 and January 7, 2019) and one count of criminal stalking. The stalking charge was based on three specific incidents outlined in the charging documents: an alleged January 6, 2019 smoke shop incident, the January 7 protective order violation, and an alleged drive-by incident later on January 7.

Key Legal Issues

The central issue was whether sufficient evidence supported Schroeder’s convictions. For the stalking charge specifically, the question was whether the State proved the required course of conduct consisting of “two or more acts” as defined by Utah Code section 76-5-106.5. The State presented evidence of only the January 7 incident at trial, failing to prove the other two acts specified in the charging documents.

Court’s Analysis and Holding

The Court of Appeals applied the clear error standard when reviewing sufficiency of evidence claims in bench trials. The court affirmed both protective order violation convictions, finding sufficient evidence that Schroeder intentionally violated the order by driving past Samantha’s home and slowing down to stare at her. However, the court reversed the stalking conviction because the State failed to present evidence of the acts specifically alleged in the charging documents. Although the trial court attempted to combine the September 23 and January 7 incidents to establish the required course of conduct, this approach violated charging requirements since the September 23 incident was never alleged as part of the stalking charge.

Practice Implications

This decision reinforces that the State must prove substantially as charged the offense upon which it relies for conviction. Prosecutors cannot substitute different acts at trial to establish essential elements of charged offenses. The ruling also highlights the importance of careful charging decisions and the potential application of variance doctrine when evidence deviates from charging documents in ways that could prejudice defendants’ ability to prepare their defense.

Original Opinion

Link to Original Case

Case Details

Case Name

State v. Schroeder

Citation

2023 UT App 57

Court

Utah Court of Appeals

Case Number

No. 20190339-CA

Date Decided

May 25, 2023

Outcome

Affirmed in part and Reversed in part

Holding

A stalking conviction requires proof of two or more acts comprising a course of conduct as specified in the charging documents, and the State cannot rely on acts not alleged in the charging documents to establish essential elements at trial.

Standard of Review

Clear error for sufficiency of evidence claims in bench trials

Practice Tip

When charging stalking offenses, prosecutors must carefully specify all acts comprising the course of conduct in charging documents and present evidence of each alleged act at trial to avoid variance issues and sufficiency challenges.

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