Utah Court of Appeals

Can incomplete redaction of exhibits constitute ineffective assistance of counsel? State v. Gonzalez Explained

2021 UT App 135
No. 20190901-CA
December 9, 2021
Affirmed

Summary

Gonzalez was charged with violating a protective order issued after his domestic violence conviction. His counsel successfully excluded evidence of the prior conviction but then stipulated to admission of a sentencing transcript containing multiple references to the domestic violence case. Gonzalez claimed ineffective assistance of counsel for failing to properly redact all references to the prior conviction.

Analysis

Background and Facts

In State v. Gonzalez, the defendant was convicted of domestic violence criminal trespass, resulting in a five-year protective order prohibiting contact with the victim. Six weeks later, the victim observed Gonzalez following her from work and ultimately speaking to her near her residence, leading to charges for violation of a protective order. Defense counsel successfully obtained a pretrial ruling excluding evidence of the prior domestic violence conviction but then stipulated to admission of a heavily redacted sentencing transcript that still contained multiple references to “sentencing” and the domestic violence case.

Key Legal Issues

Gonzalez claimed ineffective assistance of counsel based on counsel’s failure to ensure complete redaction of three specific phrases: “part of the sentence in the original case,” “sentencing protective order,” and “this is typical in a domestic violence case as part of the sentencing.” He argued these references allowed the jury to learn about his prior domestic violence conviction despite the court’s exclusion order.

Court’s Analysis and Holding

The Utah Court of Appeals assumed without deciding that counsel’s performance was deficient but found no prejudice under the Strickland standard. The court noted that numerous other “sentencing” references remained in the transcript beyond those Gonzalez challenged. More significantly, the court held that jurors could reasonably infer from the protective order violation charge itself that some substantial prior conflict existed between the parties, making the specific references largely cumulative rather than prejudicial.

Practice Implications

This decision emphasizes the demanding prejudice prong of ineffective assistance claims. Even when counsel makes tactical errors in exhibit preparation, appellate courts will assess whether the error actually affected the trial outcome. The ruling also highlights that in protective order cases, jurors may naturally infer underlying conflict regardless of formal evidence exclusions, making complete sanitization of exhibits particularly challenging and potentially less impactful than counsel might expect.

Original Opinion

Link to Original Case

Case Details

Case Name

State v. Gonzalez

Citation

2021 UT App 135

Court

Utah Court of Appeals

Case Number

No. 20190901-CA

Date Decided

December 9, 2021

Outcome

Affirmed

Holding

Counsel’s failure to fully redact references to a prior domestic violence conviction from a sentencing transcript did not constitute prejudicial ineffective assistance because the jury could reasonably infer from the protective order violation charge itself that some prior conflict existed between the parties.

Standard of Review

Ineffective assistance of counsel claims raised for the first time on appeal are reviewed as a matter of law

Practice Tip

When stipulating to exhibits, carefully review all references that could reveal excluded evidence, as appellate courts will assess whether any remaining references would have allowed jurors to draw the same inferences.

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