Utah Supreme Court

Can excluded heirs file independent wrongful death actions in Utah? Overturf v. University of Utah Medical Center Explained

1999 UT 3
No. 960496 and No. 970097
January 22, 1999
Affirmed in part and Reversed in part

Summary

Thelma Oxendine, mother of the deceased, was excluded from settlement negotiations in a medical malpractice wrongful death action brought by the deceased’s husband against University of Utah Medical Center. Oxendine attempted to set aside the settlement and filed her own wrongful death action, which the trial court dismissed under Utah’s one-action rule.

Analysis

In Overturf v. University of Utah Medical Center, the Utah Supreme Court addressed whether an heir excluded from wrongful death settlement negotiations could pursue an independent action against the tortfeasor. The case involved Thelma Oxendine, whose daughter died allegedly due to medical malpractice at the University of Utah Medical Center.

Background and Facts
Frank Overturf, as personal representative of his deceased wife’s estate, sued the Medical Center for medical malpractice. During settlement negotiations, all parties knew of Oxendine’s existence as an heir but excluded her from discussions. The parties secretly conducted mediation and reached a settlement, distributing funds to other heirs while Oxendine received nothing. When Oxendine attempted to set aside the settlement and filed her own wrongful death action, the trial court dismissed her claims under Utah’s one-action rule.

Key Legal Issues
The court considered whether Utah’s wrongful death statute’s one-action rule bars subsequent actions by excluded heirs, and whether any exceptions apply when a tortfeasor allegedly colludes with some heirs to exclude others from settlement negotiations.

Court’s Analysis and Holding
The Utah Supreme Court reversed the summary judgment dismissing Oxendine’s independent action. While reaffirming the general one-action rule under Utah Code section 78-11-7, the court recognized a narrow exception based on 1924 precedent in Parmley v. Pleasant Valley Coal Co. The court held that when a tortfeasor “cooperates, colludes, and connives” with some heirs to exclude other heirs from joining the action and obtaining their proportionate damages, an independent cause of action may lie against the tortfeasor.

Practice Implications
This decision creates significant risks for defendants in wrongful death cases who fail to ensure all heirs are properly included in settlement negotiations. Practitioners should identify all potential heirs early and include them in proceedings to avoid claims of collusion. The dissenting justices warned that excluded heirs’ proper remedy lies against the personal representative for breach of fiduciary duty, not against the original tortfeasor, suggesting this exception should be applied cautiously.

Original Opinion

Link to Original Case

Case Details

Case Name

Overturf v. University of Utah Medical Center

Citation

1999 UT 3

Court

Utah Supreme Court

Case Number

No. 960496 and No. 970097

Date Decided

January 22, 1999

Outcome

Affirmed in part and Reversed in part

Holding

An heir excluded from wrongful death settlement negotiations may have an independent cause of action against the tortfeasor if the tortfeasor colluded with other heirs to deprive the excluded heir of participation in the original action.

Standard of Review

Summary judgment reviewed for correctness

Practice Tip

When representing multiple heirs in wrongful death cases, ensure all potential heirs are identified and properly included to avoid claims of collusion and potential independent actions.

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