Utah Supreme Court

Can legislators constitutionally serve on Utah's Judicial Conduct Commission? In re Young Explained

1999 UT 6
No. 970032
January 22, 1999
Reversed

Summary

Judge Young challenged the constitutionality of the Judicial Conduct Commission’s composition after it recommended a public reprimand for his ex parte communications with an attorney. The Court initially held that legislative participation violated separation of powers, but on rehearing granted the petition and reversed based on historical evidence showing the Commission was always intended to be a joint exercise among branches of government.

Analysis

The Utah Supreme Court’s decision in In re Young provides a fascinating study of how historical context can dramatically alter constitutional interpretation. Initially, the Court unanimously held that legislative participation on the Judicial Conduct Commission violated Utah’s separation of powers clause. However, on rehearing, the Court reversed itself after reviewing previously unavailable historical materials.

Background and Facts

The case arose when District Judge David Young challenged the Commission’s authority to discipline him for inappropriate ex parte communications with an attorney. Young argued that the Commission’s composition—which included four legislators appointed by the Senate President and House Speaker—violated Article V, section 1 of the Utah Constitution. The Commission had recommended a public reprimand against Judge Young.

Key Legal Issues

The central constitutional question was whether the Judicial Conduct Commission performs functions “appertaining to” the judicial branch under Article V, section 1. This provision prohibits persons charged with exercising powers of one governmental department from exercising functions belonging to another, except where “expressly directed or permitted” by the constitution.

Court’s Analysis and Holding

On rehearing, the Court examined extensive historical evidence showing that the 1984 constitutional amendment creating the Commission was intended to preserve legislative participation. The Commission had operated with legislative members since 1971, and the Constitutional Revision Commission, legislature, and voters all understood that legislators would continue serving on the Commission. The Court concluded that the Commission performs a function that is “not exclusively judicial” and may be exercised collaboratively by multiple branches. Because the function is not exclusively judicial, it does not “appertain to” the judicial branch within the meaning of Article V, section 1.

Practice Implications

This decision demonstrates the critical importance of constitutional history in separation of powers analysis. The Court’s analytical framework requires determining whether challenged functions are “core,” “essential,” or “inherent” to a particular branch. Functions that are merely associated with a branch but not exclusive to it may be shared among departments. The decision also clarifies that not all boards or commissions with mixed membership violate separation of powers—only those exercising functions that are exclusively within one branch’s domain.

Original Opinion

Link to Original Case

Case Details

Case Name

In re Young

Citation

1999 UT 6

Court

Utah Supreme Court

Case Number

No. 970032

Date Decided

January 22, 1999

Outcome

Reversed

Holding

The Judicial Conduct Commission performs a function that is not exclusively judicial in nature, and therefore legislators may constitutionally serve on the Commission and be appointed by legislative leaders.

Standard of Review

Questions of law reviewed for correctness

Practice Tip

When challenging statutory schemes under separation of powers, research the historical context and drafting history of relevant constitutional provisions, as this evidence may be decisive in determining the framers’ intent.

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